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The meaning and its 'relay'
To put it briefly, there is a tendency in Andaz
to identify each character with an 'essence' and it is
this tendency in popular cinema that is usually treated
with derision by critics who valorize the efforts at
realism in Indian cinema:
"…In these films abstract notions have simple human
representations. Good is characteristically a young man,
necessarily handsome and exceptionally virile; Good's
offshoot, Vulnerable innocence, is naturally a young
woman, necessarily beautiful, preferably lacking in
intelligence, and helpless; Evil is usually male, also
virile and necessary ugly and sometimes female and, if
at all glamorous, then necessarily witch-like; Evil's
offshoot, Confusion, can be male or female and
preferably ugly and also untrustworthy”. (Hood
2000:3)
The remark is rudely dismissive, but it nevertheless
contains a kernel of truth in as much as it recognizes
that 'character' does not develop in popular cinema, but
is perceived as being present in the form of an
'essence' this supports an observation also made by
Ashis Nandy about essential characteristics:
"If the story line chooses to depict the hero as an
apparent mixture of good and evil he must be shown to be
essentially good, whose badness is thereby reduced to a
temporary aberration”.(Nandy 1980:90)
The issue here is not the philosophical validity
of this viewpoint but how the viewpoint shows up
consistently in cinema. What Indian popular cinema's
more uncharitable critics don't content with is that the
classical arts in India (which they are less inclined to
attack) are founded on the same perceptions and this is
substantiated by Indian art critics who distinguishe
between traditional Indian and western art in the
following way:
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"… let us take … the well-known portrait 'Christ
before The Pilate’. We find here the judge sitting upon
his high seat of honour, and before him the Jewish
priests are making angry… complaints about Jesus. In
front of Jesus, on a high pillar, there is a large
statue of Caesar; at some distance from it, in a dark
corner, Jesus is standing … surrounded by Roman
soldiers. Rembrandt …chose for his portrayal the moment
when at the end of his strivings in the cause of the
religion he regarded to be true, he was discarded by his
won people and brought before a Roman judge. The choice
of this particular moment, though revealing the great
artistic insight of Rembrandt fails to put Jesus in
proper perspective …Indian artists (on the other hand)
…did not lay emphasis on any passing (moment) …But tried
to discover (the essence of) …The object of creation.
This was perceived by them as dominating over individual
moments … and could be regarded as characterizing the
soul or essence of the artist's object of
creation.”(S.N. Dasgupta 1954:37)
The moment chosen by Rembrandt apparently corresponds to
what Barthes (in writing about the tableau) described as
a 'pregnant moment' (Barthes1977:70-71). The moment can
be likened to what Barthes described as a tableau
because it is suspended between Jesus Christ's life and
his martyrdom, both of which surround the moment and are
eliminated from the picture. The pregnant moment is
poised between the past and the present and is frozen
within a continuum of change, a continuum that can be
likened to a perpetual resolution of binary conflicts.
The example cited pertains to narrative and narrative
constructions, but the fundamental perception has wider
connotations. The following quotation is from a western
sculptor who sees the 'pregnant moment' (here the
equilibrium between two opposing forces) as the key
moment to be captured in any artistic representation:
"Two sculptors are carving a sphere out of stone. One of
them wants to achieve the most perfect form of the
sphere and sees the meaning of his work in turning a
mass of stone into a perfect sphere. The other is also
carving a sphere, but only to convey the inner tension
expressed in the form of a sphere filled to bursting
point. The first will be the work of a craftsman and the
second, that of an artist”. (Berger 1969:109)
The 'episodic' quality of Andaz means that it does not
answer favorably to the Aristotelian concept of 'unity
of action'. Unity of action requires that the incidents
in the story should cluster around a central animating
idea. A single purpose must be seen to run throughout
the series of incidents, which must be so woven together
that it should become evident that one incident could
not have taken place without the other (Hermequin
1897:89). The central animating idea has come to
represent the 'theme' in classical cinema and the theme
is made to emerge only through the causation in the
narrative. The factors just brought out suggest why it
is difficult to identify themes in Indian popular cinema
and why theme music is also noticeably absent from most
of it.
If it is difficult to identify themes in Indian popular
cinema what each film has to say nevertheless emerges
unequivocally and this apparently needs further
explanation. Madhava Prasad draws some broad conclusions
that are pertinent at this point and put very briefly,
he contrasts the 'relay of meaning' in Indian popular
cinema with the 'production of meaning' in classical
Hollywood cinema (Prasad 1998:50-51).
I earlier remarked that the first cause in Andaz is
Neena's free upbringing, which is suggested in the very
first scene of the film, and the ubiquitous 'first
cause' in any film is perhaps the site of location of
the transmittable meaning (Bordwell 1985:157) 2. The
episodes subsequently arranged only assist in
transmitting the meaning and they do not 'produce' it in
the manner of the classical film. Interestingly, the
plot material in a classical Sanskrit play has also been
seen to be present as a seed or a germ at the beginning
and grow as the action progresses (Byrski 1993:144) 3
and the first cause may correspond to this seed or germ.
Since the text of a popular film is only a way of
transmitting meaning to an audience, it needs a
transparent language that enables it to effect the
abstract signification through concrete images. In
The Painted Face Chidananda Das Gupta makes an
observation about how film convention supplants the
'real' in popular cinema:
"There are a number of ways in which the popular film
struggles to overcome the built-in naturalism of cinema,
and to bend this medium, developed in a western
technological society, towards its own, mythical style
of discourse …A beard on Valmiki in the Ramayana -
whether on film or on TV - is not a photographic record
of a real beard on a real man; it is a photograph, but
of the beard symbol of someone who is supposed, by tacit
agreement between filmmaker and audience, to be a
traditional sage”.(Chidananda Dasgupta 1991:54)
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The 'tacit agreement' between the filmmaker and the
spectator on the meaning of each representation implies
that the shape of the represented object must be fixed.
The object must also be conceived and represented in a
manner that makes all its attributes visible at first
glance and not gradually revealed4. The specificity of
the image must be employed to make an abstract
signification and whatever Das Gupta notices are the
ways by which this specificity is undermined and the
individual made to correspond to the type.
The titles of individual films also support the
hypothesis that the text only transmits a pre-existing
abstract meaning because they are abstract or symbolic
words or phrases like Kismet ('Fate'),
Dhool Ka Phool ('Flower in the dust'),
Sangam ('Confluence), Dil Ek Mandir
(The heart is a shrine) and Sholay
(Flames). Their relation with the text is
metaphoric and only rarely metonymic (Prasad 1998:48).
The rules of Natyashastra also enunciate the purpose for
which drama can be employed and Hindi popular films
apparently follow an ancient precedent:
"…they have deep-rooted foundations in certain
traditional rules according to which drama should be a
diversion for people weighed down by sorrow or fatigue
or grief or ill luck; it should be a rest (for the body
and the mind) - Natyashastra 113-114”( Shekar 1977:126).
This purpose seems to explain the deliberate 'escapism'
of much of Indian popular cinema because escapism is, by
definition, a denial of the 'real'. Still, the
explanation also finds apparent contradictions in other
texts of classical Indian theory because Indian poetics
does not actually treat literature as an 'autonomous'
category divorced from the 'real' but actually 'truer':
"Art is a kind of mimesis according to the rasa
theory; but it is an imitation of a very special kind,
for rasa does not imitate things and actions in their
particularity, in their actuality, but rather in their
universality, their potentiality - and this 'imitation'
is said to be more real than any particular real
thing” (Deutsch 1993:127)
Whatever has been said so far about Indian popular
cinema suggests that it supports an aesthetic viewpoint
that corresponds to an extreme form of 'essentialism'5.
The observation that it does not perceive narrative as
development through conflict has already been elaborated
upon. We have already seen something of the character
'stereotypes' deriving from the fixed denotative purpose
of the narrative. Sanskrit drama permitted only a
limited number of character-types for heroes and
heroines and the same observation can perhaps also be
made for Indian popular cinema although the precise
number cannot be fixed in the latter case (Shekar 1977)
6. Further, it is not only heroes and heroines who are
conceived as types. As an illustration, V Shantaram's
Do Ankhen Barah Haath (1957) is about an
idealistic jailer who sets up a farming commune with six
convicted murderers. The director employs the
conventions of popular cinema to represent his six
characters as 'convicts' and we therefore see all six
men represented in equivalent fashion, as unkempt,
bearded and menacing. The same observation can be made
of courtesans and widows. Popular cinema keeps widows
and courtesans out of wedlock, but not because this
possibility does not get social approval but because,
having conceived of them in essence as widows and
courtesans, it is loath to see them change. As we shall
eventually see, the occasional film that breaks the
convention is not more 'radical' but only one that finds
a way out of a representational difficulty. The
representational difficulty can be located in the
identification of truths with 'essences' and the
consequent disinclination to reconcile contradictions
(Nandy 1980:89) 7.
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Critics of popular Indian cinema may wonder if the
tendencies described bear this kind of overt
intellectualization; they will ask if the 'stereotypes'
cannot be simply put down to inept characterization. It
must be remarked here that American films are also prone
to using stereotypes, but that these stereotypes are
differently conceived. To illustrate, a frequently
occurring stereotype is the housewife and/or mother
becoming radicalized in her dealings with the male
establishment - Norma Rae (1979), Erin
Brockovich (2000). Contrary to the model made
familiar by Indian cinema, it is not the character that
is stereotyped in Hollywood. What is stereotypical is
the way he or she is allowed to develop and a familiar
ploy is for a character, not a perfect specimen, to
improve in the course of the narrative (Bordwell 2000)
8.
When films have narratives spread over prolonged
(although indefinite) intervals, change must somehow be
accommodated, but the popular film responds by asserting
that the initial condition is inviolable. In films like
Vijay Bhatt's Baiju Bawra (1952) and M.S
Anand’s Agneepath (1990) a child grows up to
right an injustice done to his father. The child's
attitude, arrested in implacability, is then carried
forward completely into adulthood to furnish the
narrative with its raison d 'ętre. When the boy grows
up, the rest of the world has altered but little. The
villain is not only sustained in an unsullied condition
for the exclusive purpose of his vengeance, but the hero
must also die after his ends are achieved because
vengefulness defines him entirely. This is vastly
different from the realism of Coppala's The
Godfather, in which the protagonist revenges
himself impassively upon his father's murderer who is
now senile and beyond recollecting his victim from
twenty years before. In Agneepath, vengefulness
is the hero's essential condition and he may not depart
from it.
About Sanskrit drama, we learn that:
"Sanskrit drama aims at imitating the state or condition
while Greek drama imitates the action”(Shekar1977:111).
'Imitating the state or condition' assumes a 'state or
condition' as a general notion that the specificity of
the actual experience cannot undo. The 'state or
condition' in Sanskrit theatre has perhaps some
correspondence with the pre-existing 'meaning' in the
Hindi film, the message that the text, the production
and the performances are specifically designed to relay
to the spectator.
An Illustration
I will conclude this paper with an illustration
of the ingenious way in which an Indian film plagiarizes
from a western text. Joseph Von Sternberg's The Blue
Angel is a masterpiece of German psychological
realism and tells the story of an authoritarian
schoolteacher, who falls in love with a nightclub dancer
and leaves his vocation to follow and marry her.
Professor Rath is a misfit with the troupe, but he gets
by doing small jobs. The narrative reaches its climax
when the players return to the Professor's hometown
where he is expected to perform as a clown in front of
the same students he once dominated and be publicly
humiliated. The Professor is dressed up to perform as a
clown but he goes completely insane and attempts to kill
the Master of Ceremonies. Professor Rath dies of a heart
attack the next morning when he steals into the school
and returns to the reassurance of his beloved school
desk, where he once exercised authority.
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The Blue Angel is about a distinguished man's
moral decline and the humiliation and in Pinjra (1973) V
Shantaram adapts it in a revealing way. In Shantaram's
film the guruji, the teacher, is a revered figure in the
village. He is aghast at the way the tamasha
performances are corrupting the local populace. He earns
the antagonism of the dancer heroine when he tries to
evict her troupe, but he gradually begins to desire her.
Shantaram now introduces another local reprobate who
hates the guruji but who is murdered one night
outside the latter's room by the husband of a woman he
once molested (when the guruji is sitting inside with
the dancer). The dancer cannot give evidence exonerating
the guruji in the murder because this would implicate
him differently. The two, dress the dead man in the
guruji’s clothes, and with the face of the corpse being
disfigured, people believe that it is the guruji who is
dead. But the guriji has inadvertently left his
fingerprints upon the murder weapon and this will have
eventual repercussions.
The guruji now goes off with the dancers,
descending further and further morally (tobacco, liquor
and lust) even while his statue is worshipped in his
native village. The guruji nevertheless
respects the dancer's chastity and not only refuses to
touch her but also gets into inconvenient fights with
her clients. When he is finally required to perform and
sing on the stage he actually raises to the occasion
through a noble declaration of how low he has sunk and
abruptly regains his original dignity. The dancer
realizes her errors and understands his goodness, but he
is abruptly arrested for his own murder. The people of
his native village do not recognize him because he has
changed in appearance and they insult and humiliate him.
But the guruji bears their jibes with fortitude
because of his commitment to what he once represented.
The dancer dies of shock and grief when the death
sentence is pronounced after his admission of 'guilt'
and he goes to the scaffold courageously after a last
gesture of tenderness towards her.
Instead of portraying, as The Blue Angel does,
a staunch individual’s inexorable decline and fall,
Pinjra eventually affirms its protagonist's innate
qualities. The changes undergone by the guruji are
temporary aberrations induced by corrupt influences and
he finally returns to his 'essential' moral condition
when he embraces death. The heroine is allowed to change
but her initial condition can be understood as mere
'naughtiness' induced by her profession and she also
regains her 'true' moral stature in the end. Bollywood
has often been accused of being 'unoriginal' but the
example of Pinjra demonstrates how 'borrowings' must be
integrated within Indian filmmaking conventions.
Notes
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The 'centrality' of Hollywood is
often asserted. (Bordwell et al.1985).
-
Hollywood screenplay writing
manuals have long insisted on a formula and the
archetypal plot consisting of an undisturbed stage, a
disturbance, a struggle for the elimination of the
disturbance and its actual elimination. The
disturbance in classical cinema may correspond to what
I termed the 'first cause' in Indian popular cinema.
The difference is that the fact of the initial
disturbance is not important enough to be recalled
subsequently in classical Hollywood film narrative but
the first cause is invoked time and again in Indian
popular cinema. Neena's upbringing is brought up
repeatedly in Andaz and the hero of Deewar (1975)
frequently recalls the tattoo upon his forearm
representing his humiliation as a child. This also
supports my understanding that the meaning or the
message to be relayed resides in this 'first cause'.
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It is apparent that the
'disturbance' in classical film narrative is quite
different from the 'seed' that grows into the plot
material in popular Indian cinema although it occupies
approximately the same position in the unfolding
film.
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This finds an echo in the way
characters are represented in Sanskrit theatre. Here,
for instance, is a description of how Vasavadatta, the
heroine of Bhasa's play The Vision of Vasavadatta was
conceived in a present day production. The heroine's
emotions do not 'develop' through the dramatic action.
They are so essentially a part of her that they are
actually encoded in her costume: "Vasavadatta is the
cause of the arousal …of romantic love. During the
physical separation from her husband, she emotionally
comes closer to him, While she is the heroine
separated from her lover… she becomes completely
assured of her husband's love … in spite of his second
marriage during the play. Her colours in the
production were gray and purplish magenta which
expresses her love in separation."(Gandhi 1993).
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This is how essentialism in its
extreme form has been defined: "Reifying to an
immutable nature or type." Terry Eagleton (Eagleton
1966:103).
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The qualities of the hero were
based on the following models: princes, brahmanas,
ministers, merchants and army generals. The hero was
essentially noble but he could be exalted, calm,
haughty or boisterous. Heroines could be experienced,
inexperienced or bold, the hero could be her first or
a later love and she could be placed in eight
different situations with the hero. Depending on her
birth (high, middle, low) her relationship with the
hero could correspond to one of 384 different types.
The comic relief was provided by the vidhushaka, a
jester or fool, who was ugly, uncouth, usually had
protruding teeth and was a glutton.
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Nandy notices the same
characteristics, but sees them simply as a tendency to
avoid 'shades of gray' in its portrayals. Nandy likens
Hindi cinema to spectacle and compares it to all-in
wrestling, citing Roland Barthes' celebrated essay
(Barthes 1985:15-25). My own reading is obviously
different. 8. David Bordwell (Bordwell 2000) also
cites the personality faults routinely overcome by the
protagonists in various films - shyness (While You
Were Sleeping), manipulativeness (Tootsie), lack of
confidence (Back to the Future), arrogance (Groundhog
Day) and overconfidence (Speed).
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